Compliance Certification Report

 

 

3.7.2 The institution regularly evaluates the effectiveness of each faculty member in accord with published criteria, regardless of contractual or tenured status.

[Compliance]

Narrative:
The University of Alabama in Huntsville (UAH) is in compliance with Principle 3.7.2 because there is clear evidence that full time faculty members (tenured and tenure earning, lecturers, research, and clinical) are regularly and systematically evaluated in accordance with published criteria. UAH has two other faculty member classifications: part-time faculty member and adjunct faculty member. In general, at UAH part-time faculty members are differentiated from adjunct faculty members in that their appointments are for one semester only and at the academic rank of Lecturer, while adjunct faculty members may receive multi-year appointments at the Assistant, Associate, or Professor ranks. Part time faculty members are evaluated at least once a year in accordance with published University policy and the published criteria of their college. These evaluations and/or supporting materials are kept in the faculty members' files in the appropriate college or department office. Adjunct faculty members are evaluated when their appointments (usually 2 - 3 years) are up for renewal. These evaluations are kept in the office of the appropriate dean.

In accordance with the UAH Faculty Handbook, Chapter 7, Section 6.1, full-time "faculty members are evaluated on the basis of their effective performance or potential for effective performance in three areas of activity: (1) teaching, (2) research or creative achievements, and (3) service. These criteria form the basis for evaluating faculty members for appointment, annual performance reviews, tenure, promotion, and salary increases." The UAH Faculty Handbook also specifies the criteria for evaluating effectiveness in these three areas, as indicated below. Faculty members use the Faculty Activity Report (FAR) template to prepare for the annual performance evaluation. Official FARs are kept in faculty files in the Dean's office.

In accordance with the UAH Faculty Handbook, Chapter 7, Section 8.1, annual performance evaluation procedures are described below:

Annual performance evaluations for tenured, tenure-earning, clinical, and research faculty, based on the faculty member's record during the period April 1 of the past year to March 31 of the current year, are conducted by the department chair during the spring semester. The faculty member will submit her/his file as directed by the Chair.
  1. The faculty member provides in a timely manner representative evidence to the chair regarding teaching, research or creative achievements, and service. The chair should invite written comments and suggestions on the faculty member's teaching, research or creative achievements, and service from tenured members of the department prior to the performance evaluation meeting with the faculty member.


  2. The chair prepares a written evaluation of the faculty member's performance in the three areas of teaching, research or creative accomplishments, and service. The chair's written evaluation may also incorporate any comments and suggestions of other tenured faculty members in the department. The chair gives the written evaluation to the faculty member prior to the annual performance review discussion.


  3. The chair meets with the faculty member by April 30 to discuss his or her performance and the evaluation by the chair. To assure that the review is a two-way experience, the chair gives the person being reviewed a full opportunity to discuss strengths and weaknesses, problems, and ways in which the department chair, or other colleagues, might be helpful in improving performance.


  4. The faculty member may prepare a written response to the chair's written evaluation. The faculty member gives any such written response to the chair within one week after the performance review discussion.


  5. After the annual performance evaluation meetings, the chair meets with the dean to discuss the evaluation and provides the dean with copies of the chair's statement and any written response by the faculty member to the chair.


The chair's written evaluation and any written responses that may be made by the individual become part of the faculty member's comprehensive file.

If a chair's evaluation reveals significant concerns about the performance of a tenured faculty member, the chair's statement may include a recommendation that the dean convene a review committee of tenured faculty in the department to consider possible action. Following three consecutive years of performance concerns, the chair's recommendation must include a recommendation for a special review by tenured faculty in the department.


Effectiveness in teaching is prescribed in the UAH Faculty Handbook, Chapter 7, Section 6.1.1, and states:

Faculty members are expected to perform effectively in all appropriate teaching settings and situations. Students, colleagues, and administrators should have recognized the faculty member's diligence and dedication in a classroom, lecture hall, seminar, laboratory, clinic, or library, and when appropriate, effectiveness in directing the research and creative activities of undergraduate and/or graduate students. Criteria for judging effectiveness in teaching include but are not limited to the following: thorough knowledge of subject matter; imaginative, efficient, and rigorous methods of presenting course materials and evaluating learning; effectiveness in oral and written communication; active concern for students' advancement in the discipline, in the university, in the workplace, and in the community; ability to engender and nurture values of learning (e.g., curiosity, objectivity, enthusiasm, fairness, and critical thinking) in students; a record of producing students who, by virtue of effective teaching, achieve success throughout their university careers; and pedagogical diligence, dedication, versatility, generosity, and creativity.


Specific expectations of faculty (e.g., office hours, class attendance, providing a syllabus to students) are delineated in the UAH Faculty Handbook, Chapter 8, Sections 5-16.

Effectiveness in research or creative achievements is found in the UAH Faculty Handbook, Chapter 7, Section 6.1.2, and states:

The university encourages a broad spectrum of research and creative activity of the highest possible quality, from basic to applied, across the full range of academic disciplines. The university's commitment stems from its obligation to advance knowledge, to educate both undergraduate and graduate students, and to serve the economic and cultural needs of society. Criteria for judging effectiveness in research and creative accomplishments include but are not limited to the following: (1) the ability to publish research in peer-reviewed outlets or peer and/or professional recognition of the faculty member's scholarly and creative work, and (2) the contribution of the faculty member's research to knowledge or the contribution of the faculty member's creative work to the needs of society.


Effectiveness in service is found in the UAH Faculty Handbook, Chapter 7, Section 6.1.3, and states:

Evaluation of a faculty member's effectiveness in service is based upon both internal and external service activities. Internal service encompasses service to the faculty member's department and college as well as university-level activities. Internal service activities include but are not limited to the following: diligent service on departmental, college, or university committees; membership in the Faculty Senate and its committees; advising student clubs and organizations; and administrative assignments. Applicable external service encompasses service to the profession and to the public for the benefit of the university. External service activities include but are not limited to the following: activities in learned and professional societies; unremunerated services or consultation provided to business, government, cultural, educational, or health-care organizations; and service as an editor or referee for scholarly publications. Faculty members are also judged as to whether or not their collegial relationships contribute to the advancement of the college and university.


As part of the evidence for effectiveness in teaching, research or creative achievement, and service, faculty members submit various materials to be used in the annual evaluation. These materials are summarized in the annual Faculty Activity Report (FAR). Faculty members submit course materials (e.g., syllabi, assignments, grade distributions) to be used in the evaluation of teaching. Some faculty members also provide statements of their teaching philosophy. Faculty members are also evaluated by students in their courses, using a standardized assessment tool. This Student Instructor Evaluation (SIE) is employed university-wide and reported as part of the annual evaluation. For the evaluation of effectiveness in research or creative activities, faculty members submit evidence of scholarly works completed and in progress. Faculty members also provide descriptions of their service.

The materials for the annual evaluation become part of a dossier for the reappointment, promotion or tenure process of various faculty appointments, providing evidence of progress in the faculty member's career path.

Full-time, part-time, and adjunct faculty members may also be members of the Graduate Faculty. Candidates for the Graduate Faculty, who are nominated by their Department Chairs, must submit their credentials to the Graduate Dean. Credentials are reviewed every four years by the Credentials Committee of the Graduate Council. Decisions of that committee, along with files for each graduate faculty member, are kept in the office of the Dean of Graduate Studies in MSB C206. The UAH Graduate School Handbook 2003, p. 3, specifies the following criteria for membership on the Graduate Faculty.

Graduate faculty members must be productive, creative scholars. Productive scholarship requires devotion to the discovery, development, and refinement of knowledge and techniques in one's field of expertise, usually resulting in peer-reviewed publications for evaluation and criticism. Each individual appointed to the graduate faculty must hold the highest earned degree, usually the earned doctorate, in the teaching discipline or a related discipline. In exceptional cases, individuals who do not possess the terminal degree may be appointed to the graduate faculty if they present documented evidence, as part of the application, of an appropriate level of scholarly or creative activity, or professional experience. Such individuals will usually be appointed to Affiliate Membership. Full Members of the graduate faculty must demonstrate continuing interest in the graduate program, be actively engaged in research, and demonstrate scholarly achievement through contributions to their academic discipline.

  Source    Location
  Faculty Activity Report   goto:http://sacs.uah.edu/documents/assessment/faculty_activity_report-self_eval.pdf
  Memorandum from Provost regarding evaluation of part-time faculty   goto:http://sacs.uah.edu/documents/policies/PT_faculty_eval_process_policy.pdf
  Minutes of the Credentials Committee of the Graduate School   goto:http://sacs.uah.edu/documents/assessment/graduate_council_cred_comm_meetings.pdf
  UAH Faculty Handbook, Chapter 7, Section 6.1   goto:http://sacs.uah.edu/documents/handbooks/faculty_handbook.pdf#page=34
  UAH Faculty Handbook, Chapter 7, Section 6.1.1   goto:http://sacs.uah.edu/documents/handbooks/faculty_handbook.pdf#page=34
  UAH Faculty Handbook, Chapter 7, Section 6.1.2   goto:http://sacs.uah.edu/documents/handbooks/faculty_handbook.pdf#page=34
  UAH Faculty Handbook, Chapter 7, Section 6.1.3   goto:http://sacs.uah.edu/documents/handbooks/faculty_handbook.pdf#page=35
  UAH Faculty Handbook, Chapter 7, Section 8.1   goto:http://sacs.uah.edu/documents/handbooks/faculty_handbook.pdf#page=39
  UAH Faculty Handbook, Chapter 8, Sections 5-16   goto:http://sacs.uah.edu/documents/handbooks/faculty_handbook.pdf#page=60
10    UAH Graduate School Handbook 2003, p. 3   goto:http://sacs.uah.edu/documents/handbooks/gradhandbook03.pdf#page=3
  SACS - Compliance Certification

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